E/M risk assessments: Build a strategy for achieving coding compliance

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Note:  The following article synopsis was NOT provided by HCPro. It was created by Find-A-Code/innoviHealth.

Article Overview

This article explains how medical practices can approach compliance risk assessments related to coding, billing, and documentation, with emphasis on E/M office visit changes in 2021. It covers common risk areas, sources of audit focus, and a practical framework for planning, organizing, assessing, ranking, and managing a risk review. The piece is aimed at practices, compliance staff, auditors, and coding leaders who want a structured way to identify vulnerabilities and strengthen internal controls.

Why This Topic Matters

Compliance risk reviews help practices identify documentation and billing vulnerabilities before they trigger audits, denials, or repayment exposure. The article is relevant to organizations trying to build or refine a repeatable process for monitoring coding and billing integrity.

Article Sections

  1. High-risk areas to monitor

    Introduces broad categories of billing and documentation risk that practices should watch. Also notes external sources and data patterns that can help identify areas of concern.

  2. First, five steps

    Outlines the overall framework used to structure the risk assessment process. Presents the main stages that guide the review from start to finish.

  3. Plan

    Covers setting goals and defining the scope of the assessment. Emphasizes preparing for a practical baseline review.

  4. Organize

    Describes how to structure the assessment tool and define areas of focus. Includes discussion of response categories, weighting approaches, and how practices can compare results.

  5. Develop a weighting system

    Discusses assigning relative value to responses in the assessment process. Focuses on methods for scoring and comparing risk areas.

  6. Assess

    Explains who should complete the assessment and how participation affects the quality of the results. Addresses use in both large and small practice settings.

  7. Rank

    Covers how practices can order identified risks from highest to lowest priority. Notes how rankings can inform audit planning and follow-up.

  8. Manage

    Describes the final step of turning assessment findings into an action plan. Focuses on documenting responsibilities, controls, and implementation timing.

What You Will Learn

  • How risk assessments fit into coding compliance efforts
  • Which broad risk categories practices should monitor
  • How practices can structure a multi-step risk review
  • How scoring and ranking can be used in a compliance assessment
  • How assessment results can support follow-up action planning

Who Should Read This

  • Physician practices
  • Compliance officers
  • Coders and coding auditors
  • Practice managers
  • Physician leaders

Codes Discussed

Modifiers Discussed


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